Discipline
To provide the public with information about the AFRC’s objectives of discipline, disciplinary powers, disciplinary process and approaches to sanctions and cooperation, the AFRC has published the following discipline guidance materials:
Guidelines for Exercising the Power to Impose a Pecuniary Penalty for PIE Auditors and Registered Responsible Persons
Discipline Policy Statement for PIE Auditors and Registered Responsible Persons
Sanctions Policy for PIE Auditors and Registered Responsible Persons
Guidelines for Exercising the Power to Impose a Pecuniary Penalty for Professional Persons
Discipline Policy Statement for Professional Persons
Sanctions Policy for Professional Persons
Guidance Note on Cooperation with the AFRC
Outline of the AFRC’s Disciplinary Process
